Sponsored research agreements
may be used to provide salaries of exempt, non-exempt,
part-time, and student personnel in whole or
in part, in proportion to the time or effort
spent directly on the project. All salary requests
must be in compliance with the sponsoring agency
or entity, Duquesne University, and Internal
Revenue Service regulations.
A. SUPPLEMENTAL INCOME
This policy applies to all
full-time faculty or other fulltime exempt University
employees, except Distinguished University Professors
who may be entitled to additional benefits,
such as reduced teaching assignments. However,
additional supplemental income allowed from
grants may be subject to restrictions of the
sponsoring government agency or entity.
COMPENSATION CHARGED
TO GOVERNMENT SPONSORED RESEARCH PROJECTS
Salaries paid from government
sponsored research agreements must be consistent
with salaries paid from University funds to
Duquesne employees with similar titles, duties,
and responsibilities. The use of funds for salaries
is subject to restrictions, rules, and regulations
of the sponsoring agency or entity. An individual’s
remuneration from a grant begins with his/her
active involvement in the work supported by
the agreement. The salary will continue to remain
a proper charge to the agreement until the work
on the project is terminated or the support
discontinued.
Full time faculty members
on 9-month contracts may earn supplemental compensation
up to two-ninths of their base salary from National
Science Foundation (NSF) sponsored research
contracts. They may earn combined supplemental
income from government research contracts up
to 40% of base salary per calendar year, provided
that the combined time spent on such research
projects and on consulting activities do not
exceed 40% of their time during a calendar year.
Faculty members on 12-month
contracts are not eligible for supplemental
compensation from NSF sponsored research contracts.
They may earn total supplemental income from
other government agency research contracts up
to 20% of base salary per calendar year, provided
that the combined time spent on such research
projects and on consulting activities do not
exceed 20% of their time during a calendar year.
COMPENSATION CHARGED
TO NONGOVERNMENT SPONSORED RESEARCH PROJECTS
Full-time faculty members
on 9-month contracts may earn unrestricted supplemental
compensation from non-governmental research
contracts, provided that the combined time and
effort spent on such research projects and on
consulting activities do not exceed 40% of their
time during a calendar year.
Full-time faculty members
on 12-month contracts may earn unrestricted
supplemental compensation from non-government
research contracts, provided that the combined
time spent on such research projects and on
consulting activities do not exceed 20% of their
time during a calendar year.
SUMMARY OF TIME AND
SUPPLEMENTAL INCOME RESTRICTIONS
| |
9-Month
Contract |
12-Month
Contract |
| Total time per calendar
year: |
40% allowed |
20% allowed |
| NSF Contracts: |
2/9 of base salary (22%) |
None |
| Other Government
Grants: |
40% of base salary and
time |
20% of base salary and
time |
| Non- Government Grants: |
40% of time (no salary
restrictions) |
20% of time |
| Consulting: |
20% of time during academic
year |
20% of time (no salary
restrictions) |
| 40% of time per calendar
year (no salary restrictions) |
|
B. REDUCED LOAD FOR
THE PRINCIPAL INVESTIGATOR OR OTHER FULL-TIME,
EXEMPT UNIVERSITY EMPLOYEE
With the approval of the respective
Academic Dean, principal investigators or other
full-time, exempt employees may be allowed to
reduce their contractual work load with the
University in order to pursue sponsored research
grants. Funds required to compensate for the
reduced load will be determined by the appropriate
Academic Dean and listed in the grant proposal
budget. Upon funding of the grant, the predetermined
amount will be transferred to the Principal
Investigator’s department/unit to cover
his/her vacated responsibilities as needed.
Unless permission to do otherwise is received,
it is expected that a department will expense
these funds in the fiscal year in which they
are received.
In agreement with the Provost/Academic
Vice President, the appropriate Academic Dean,
may arrange for a supplemental income for the
Principal Investigator if:
-
The grant
provides salary income for the same period
as the annual faculty or administrative agreement
of the principal investigator.
-
The project
must be conducted in addition to the regular
faculty or administrative assignment.
-
The granting
agency approves of the overload arrangement.
C. SALARY ENHANCEMENT FOR HOURLY EMPLOYEES
(NON-EXEMPT PERSONNEL)
Hourly employees may receive additional compensation
chargeable to the grant project if such work
is performed in addition to regular working
hours or if its performance during regular working
hours creates an overtime situation. All hours
worked after 35, and less than 40, in the workweek
will be compensated for at the individual’s
hourly rate. All hours worked in excess of 40
in the workweek will be compensated for at the
rate of one and one-half times the hourly rate.
D. STUDENT EMPLOYEES Duquesne
University students may be employed on research
projects and are paid at an hourly rate multiplied
by hours worked weekly. Attention must be paid
to possible financial aid and Internal Revenue
Service limitations and regulations when budgeting
wages for this classification.
E. CONSULTANTS
Individuals who are not required to work regular
hours for an extended period of time are treated
as consultants. They are generally paid by the
research project rather than via an hourly wage
or a biweekly University paycheck. They are
not considered employees of Duquesne University.
Therefore, no fringe benefits need to be built
into the budget to cover this group.
F. FRINGE BENEFITS When applying
to agencies that accept the University’s
negotiated Facilities and Administrative Cost
(grant overhead) rate, fringe benefits are included
as part of the F&A cost.
Full-time faculty on nine-month contracts,
earning summer salary from research grants from
government sponsored research agencies or private
organizations which provide a minimum overhead
rate of 33.9% of salaries to Duquesne University
may participate in the University Retirement
Plan during the summer in which the grant is
in effect. Faculty and University contributions
toward retirement will be identical to the percentages
in effect at the time of the grant.
In all other grant requests and provided that
no other specific guidelines are to be followed,
fringe benefits must be included in the budget
per the following:
| Personnel
Category |
Percent of
Salary or Wage |
| Full-time faculty or
staff (not eligible for retirement benefits) |
9% |
| New full-time hire |
33.9% |
| Part-time, non-student
|
9% |
| Student - enrolled full-time,
only job |
None |
| Student - enrolled full-time,
multiple jobs |
9% |
| Student - enrolled less
than full-time |
9% |
Exceptions to any of the aforementioned policies
must be approved prior to submittal of the grant
proposal and must be in full accordance with
the regulations of the granting agency. If circumstances
change before the grant is approved, but after
submission, a change in the arrangement will
be made with the approval of the granting agency.
Exceptions made by the Provost/ Academic Vice
President normally will be made with the agreement
of the administrators having supervisory responsibility
for the Principal Investigator.
REV. 12/08
|